T-Waves GROWTH-PLAY List       Started 11-11-2008-06

                                                    T-Waves  Value Play "GROWTH"  Portfolio  
Start of Portfolio 11/11/2009                  
Starting Equity  $25,000   Margin Account 2:1 (A typical Retirement account)      
                       
                       
Stock Date  Date Long Number of Entry Exit  Covered  Profit/Loss Commission Overall  
Symbol Entered  Exited Short  Shares Price Price Called used on Covered/calls Cost Profit/Loss Remarks / Comments
                       
TTHI 01/28/10   LONG 1000 $2.55 $2.55     $12.00 ($12.00)  
MIPI 01/28/10   LONG 1200 $1.60 $1.60     $14.40 ($14.40) SL= 0.35, the play dropped hard with the market
EDZ 01/27/10   LONG 1000 $2.95 $2.95     $12.00 ($12.00) SL= 0.45, the play dropped hard with the market
EDZ 01/11/10   LONG 3000 $4.30 $4.30     $36.00 ($36.00) Order to sell 1/2 at $6.60, a double, keeping the remainder as free shares
JRJC 12/22/09 01/21/10 LONG 600 $8.00 $8.00     $7.20 ($7.20) Trade went out flat, reloading at $6.25
CYCC 01/07/10 01/08/10 LONG 2000 $1.45 $3.65     $24.00 $4,376.00 Order to reload at $1.70-2.10
FAZ 01/07/10   LONG 700 $16.75 $16.75     $8.40 ($8.40) Order to sell 1/2 at $20.75
YRCW 12/31/10   LONG 3000 $0.79 $0.79     $36.00 ($36.00) P/S triggered to lock in 25%-profit
YRCW 12/22/09 12/31/10 LONG 3000 $1.00 $1.25     $36.00 $714.00 P/S triggered to lock in 25%-profit
ATHX 12/21/09 12/23/09 LONG 1250 $2.32 $6.00     $15.00 $4,585.00 Protective stop at $6.00 triggered WCAR  Order to reload at 3.05-3.35
ATHX 12/21/09 12/23/09 LONG 1250 $2.32 $5.00     $15.00 $3,335.00 Order to sell 1/2 at   $5.00  
CTIC 12/15/09   Bought Calls 100-C's $0.18 $0.00         Bought (100)  CALLS the JUNE $2.00's  for $0.18  NZCFW's  SL = *0.00*)  
SGEN 12/14/09   LONG 500 $8.40 $8.30     $6.00 ($56.00) Please consider a P/S at 9.90 to protect $1.50 or 18%  WCAR
NVAX 12/11/09   LONG 1000 $2.90 $2.90     $12.00 ($12.00)  
NCR 12/08/09   LONG 250 $9.20 $9.20     $3.00 ($3.00) Have 1/2 of remaining play, P/S at 11.20
NCR 12/08/09 01/22/10 LONG 250 $9.20 $12.70     $3.00 $872.00 TRIGGERED      Order to sell 1/2 at  $12.20
JTX 12/08/09 12/24/10 LONG 700 $4.25 $5.25     $8.40 $691.60 P/S Triggered looking to reload at $3.00-3.25
DVAX 12/08/09 01/26/10 LONG 750 $1.35 $1.85     $9.00 $366.00 Pulled 1/2 of the Play for 37% gain
DVAX 12/08/09   LONG 750 $1.35 $1.35     $9.00 ($9.00)  
GTXI 11/19/09   LONG 2000 $3.23 $3.23     $24.00 ($24.00) Order to sell 1/2 at  $5.23
NXTH 11/17/09 12/02/09 LONG 1500 $1.15 $2.40     $18.00 $1,857.00 SOLD 1/2 of the position, it was a speculative play 
NXTH 11/17/09 12/08/09 LONG 1500 $1.15 $2.20     $18.00 $1,557.00 P/S triggered at 2.20 WCAR
CTIC 11/13/09   LONG 1500 $0.96 $0.96     $18.00 ($18.00)  
CTIC 11/13/09 12/08/10 LONG 1500 $0.96 $1.30     $18.00 $492.00 Pulled 1/2 off  35% gain  WCAR
                    $43,597.60  
                    74.39% Yearly gains that are not yet fully realized
The yellow highlighted boxes are PUT-write premiums take in to our account they do not reflect total-net returns as yet, unrealized pro forma returns only
                       
                       
PUT-SELL, another method of making money with desirable positional analysis       
Stock Date  Date Long Number of Entry Exit  Covered  Profit/Loss Commission Overall  
Symbol Entered  Exited Short  Shares Price Price Called used on Covered/calls Cost Profit/Loss Remarks / Comments
YRCW 12/22/09   Sold-PUT  15-C's $0.55 $0.00       $825.00 I SOLD 15 March  April Puts  for $0.55 the $1.00's 
CTIC 12/16/09   Sold-PUT  30-C's $0.45 $0.00       $1,350.00 I SOLD 30 June CTIC Puts  for $0.45 the $1.00's 
NCR 12/07/09   Sold-PUT  10-C's $1.70 $0.00       $1,700.00 SOLD the April Puts 12.50's at $1.70 (taking in $1700 in time decay)
WNR 12/07/09   Sold-PUT  10-C's $1.10 $1.10       $1,100.00 SOLD the March Puts $5.00 at $1.10  taking in time decay)
SRS 12/02/09   Sold-PUT  20-C's $1.33 $1.10       $2,660.00 SOLD the April $8.00 Puts at $1.33 (taking in time decay)
SKF 12/01/09   Sold-PUT  10-C's $1.22 $0.21       $1,110.00 SOLD the JAN Puts at $1.22  FFWMV (taking in time decay)
                    $8,745.00 TOTAL Gains/Loss
                       
These were Hold-Over Value Plays from  2007-2008   
                     
ELN 10/28/09   LONG 750 $4.70 $7.70     $9.00 $2,241.00 TRIGGERED Protective stop at $7.70 on 1/2 of the play (01-14-2010)
ELN 10/28/09   LONG 750 $4.70 $4.70     $9.00 ($9.00) Protective stop at $7.00 on 1/2 of the play (01-29-2010)
NCS 06/16/09   LONG 2000 $2.05 $2.05     $24.00 ($24.00)  
SQNM 04/01/09   LONG 1000 $2.53 $4.00     $12.00 $1,458.00 Protective stop at $4.00 triggered 12-17-2009
OCNF 04/27/09 01/28/10 LONG 3000 $1.05 $0.85     $36.00 ($636.00) STOPPED OUT 
                     

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